Compliance & AML Officer (German Branch)

Job description

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. We are looking for a **Compliance & AML Officer** who will be accountable for the design, implementation, and ongoing oversight of both the regulatory compliance and AML/CTF frameworks for the newly established German Branch. The role carries dual responsibility: ensuring full adherence to MiFID II/MiFIR and BaFIN conduct and organisational requirements as applied in Germany, and maintaining a robust AML/CTF programme aligned with German AML regulations, EU requirements, and group standards. ### Key Responsibilities: **Compliance Framework (MiFID II / MiFIR & BaFIN’s requirements)** - Act as the designated Compliance Officer (CO) under German regulatory requirements and MiFID II organisational obligations. - Design and maintain the compliance monitoring programme. - Monitor and ensure adherence to BaFIN and ESMA regulations. - Review financial promotions, marketing materials, and client communications for compliance with applicable rules. - Maintain the compliance risk register and prepare periodic compliance monitoring reports for senior management. **AML/CTF Framework** - Act as the appointed Anti-Money Laundering Officer (AMLCO) under German regulatory requirements - Develop, implement, and maintain AML/CTF policies, procedures, and controls. - Ensure effective customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, and suspicious activity reporting (SAR). - Oversee AML risk assessments and ensure alignment with the firm’s risk appetite. **Regulatory & Governance** - Serve as the primary point of contact with BaFin and FIU Germany on AML/CTF matters. - Ensure compliance with German AML Act (GwG), EU AML Directives, and applicable EBA/ESMA guidelines. - Lead regulatory reporting, audits, and inspections related to compliance and/or financial crime. - Provide regular reporting to senior management and the board on compliance AML risks and controls. **Advisory & Oversight** - Advise senior management on Compliance and AML/CTF risks, regulatory developments, and control enhancements. - Ensure effective escalation of Compliance and financial crime risks and incidents. **Training & Culture** - Develop Compliance and deliver AML/CTF training programs across the Germany entity. - Promote a strong compliance culture and awareness of Compliance and financial crime risks. **Coordination** - Collaborate with group Compliance, Risk, Legal, and Operations to ensure consistent application of regulatory compliance and AML standards. - Align local AML practices with group frameworks while meeting German-specific requirements. ### Key Requirements: - 5+ years of proven experience as Regulatory Compliance Officer and/or AMLCO or senior AML function holder in Germany within a regulated financial services firm. - Strong knowledge of MiFID II/MiFIR and BaFin applicable regulations. - Deep knowledge of German AML law (GwG), BaFin expectations, and EU AML framework. - Strong understanding of brokerage/trading or fintech business models. - Experience dealing directly with regulators (including BaFin) and FIUs. - Strong analytical, judgment, and stakeholder management skills. - Fluency in German and English. ### What you will get in return: • **Competitive Salary:** We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated. • **Work-Life Harmony:** Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid • **Generous Time Off:** Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry. • **Employee Referral Program:** Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team. • **Comprehensive Health & Pension Benefits:** From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks! • **Workation Wonderland:** Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits! • **Volunteer Days:** Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.