Compliance Specialist

**About SRS Acquiom** SRS Acquiom delivers the smartest way to run a deal™ through a platform and services designed to help deal parties manage complex M&A and loan agency transactions more efficiently. Based in Denver, Colorado, with offices across the United States and in London and Amsterdam, SRS Acquiom supports transactions across North America and Europe. Our M&A services include professional shareholder representation, paying and escrow agent services, and online document solicitation and reporting. For loan and credit transactions, we provide independent Administrative Agent, Collateral Agent, Sub-Agent, and Successor Agent services. Since 2007, SRS Acquiom has supported more than 11,500 transactions globally. By bringing efficiency, expertise, and purpose-built technology to complex financial transactions, we help sophisticated deal parties focus on building great businesses and maximizing value. We’re equally committed to building careers as we are to building solutions. If you’re looking for a company with entrepreneurial energy, a proven record of growth and innovation, and a culture that supports your next career move, we’d love to talk. **A few benefits our employees enjoy** - Day‑one coverage: medical, dental, and vision plans so you’re protected from the start - A 401(k) with a 4% company match to keep your future on track - Discretionary time off - take the time you need, when you need it - Employer‑paid life insurance, with the option to add extra coverage for peace of mind - Employee Assistance Programs for confidential support when life gets complicated - Discounted pet insurance (because furry family members count, too) - A fitness credit to back your health and wellness goals - Pre‑tax plans for dependent care, transportation, and flexible spending **Position Summary** SRS Acquiom is currently searching for a Compliance Specialist for our Contract Administration team. The Compliance Specialist is responsible for reviewing and analyzing SRS Acquiom’s contractual obligations under the definitive agreements, as it applies to the distribution of transaction consideration and funds. The Compliance Specialist will be responsible for coordinating with various internal departments to ensure all relevant information is received to ensure a timely distribution. The ideal candidate has great attention to detail, is a self-starter but also capable of working well on a team, can quickly comprehend key provisions of complex agreements, think outside the box to solve problems, and manage multiple projects simultaneously. **Location:** This position is either hybrid out of our Denver, CO office or a fully remote position from within the Continental United States. *If the candidate selected lives****within****a 20-mile radius of our downtown Denver office, they will be classified as a hybrid employee and beginning September 8, 2026, working**one**day per week in office is expected. Beginning February 1, 2027,**two**days per week in the office will be expected.* *If the candidate selected lives****outside****a 20-mile radius the Denver office, they will be classified as a fully remote employee and in-person onsite visits to the Denver headquarters will be required on average three times per year.* **Compensation:** The salary range for this position is between $75K and $85K, depending on level of experience. **Primary Responsibilities** - Manage and monitor an ongoing portfolio of assigned post-closing releases in our system of record. - Review various transactional agreements and contracts to extract the relevant legal information to complete the distribution of transaction consideration and funds. - Perform thorough analysis to fully understand the post-closing contractual obligations. - Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties. - Prepare the post-closing release materials and work closely with the Compliance Analyst Team on updates to the release materials. - Communicate and collaborate with internal departments. - Facilitate timely problem resolution to mitigate risk and prioritize action. - Accountable for quality, accuracy and timeliness of results. - Manage and help execute special projects as needed. - Deliver training as requested by Management. **Required Qualifications & Skills** - Bachelor’s degree, preferably in Finance, Economics, or Business, required. - 2-5 years’ experience within financial services. - Demonstrated ability to analyze and interpret contracts. - Proficient in all Microsoft Office products. - Takes ownership of issues and follows through to resolution. - Can work independently or as part of a team as the issue requires. - Strong attention to detail. - Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization and external stakeholders. - Strong analytical and organizational skills and the ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment. - Ability to maintain a high level of confidentiality and integrity. **Desired Characteristics** - Self-motivated. - Quick learner and adaptable to learning new processes, concepts, and skills. - Ability to take initiative in learning and applying new skills. - Highly motivated self-starter with the ability to work collaboratively and independently. - Operates with the highest integrity and attention to detail. - Ability to multitask, work in a demanding, fast-paced environment, and handle multiple competing priorities and projects with high-quality output. - Ability to generate solutions and appropriately escalate to Management. - Knowledge of M&A transactions. **Physical Requirements/Special Demands** - Must be available to work mountain time standard business hours. - Occasional nights/weekends or after hours may be required. - Ability to work in a fast-paced environment. - Work on the computer for the majority of the regular workday. #### **\*\* We are unable to sponsor or take over sponsorship of employment visas. Candidates must be legally authorized to work in the United States without the need for current or future visa sponsorship to move forward in the hiring process. \*\*** ***Fraud & spam screening.****We use tools in our applicant tracking system to help detect potentially fraudulent or spam applications. These tools analyze limited technical and contact information (such as IP address, device/browser signals, and email/phone characteristics) to flag patterns that may indicate automated, inauthentic, or suspicious activity. Flags are used to prioritize****human review****and do not, by themselves, determine hiring outcomes. Learn more in our*[*Privacy Policy*](https://www.srsacquiom.com/privacy/policy/)*.* If you apply for a role with us, we may collect and process recruiting-related information through our applicant tracking system, including your resume/CV, work history, education, references, communications, and recruiting-related metadata. For US candidates, we may also use tools within our applicant tracking system to help detect potentially fraudulent or spam applications by analyzing limited technical and contact information (such as IP address, device/browser signals, and email/phone characteristics) to flag suspicious patterns for human review. US candidates at certain stages of the recruiting process may be required to complete identity verification through CLEAR. In that process, candidates provide information directly to CLEAR, including biometric data, such a facial and iris scans, as well as government-issued identification. CLEAR acts as an independent controller for the information it collects during verification. We receive only limited identity verification results/status and certain cross-reference fields (such as name, email, phone number, and IP address) within our applicant tracking system, and we do not receive or store government ID images, images, or biometric data from CLEAR. For information on how CLEAR collects, retains, and destroys biometric data, please visit: This job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of the employee. Duties, responsibilities, and activities may change, or new ones may be assigned at any time with or without advanced notice. With respect to its programs, services, activities, and employment practices, SRS Acquiom Inc. assesses qualified individuals without regard to their race, color, religion, sex (including pregnancy, sexual orientation, or gender identity), age, national origin, disability, veteran status, genetic information, or other protected status. Requests for reasonable accommodation or the provision of auxiliary aids should be directed to Human Resources.