Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
Your Responsibilities at IBKR:
Interactive Brokers is seeking an experienced and detail-oriented Analyst to lead and support the KYC Refresh program for open accounts. This role involves performing risk-based due diligence reviews, managing complex entity types, and ensuring the timely completion of periodic reviews across all account categories.
- Independently managing KYC reviews on Enhanced Due Diligence (EDD) and Non-EDD accounts, applying strong risk-based judgment across a fast-paced, diverse client base including retail, institutional, and introducing broker accounts
- Performing in-depth contextual reviews of client profiles, including evaluation of trading activity, business operations, risk exposure, and complex ownership structures across multiple asset classes and global markets
- Conducting rigorous Source of Wealth (SOW) reviews, critically assessing documentation for credibility, adequacy, and consistency with clients' stated trading strategies, account activity, and overall financial profile
- Handling KYC Refresh for complex entity types including LLCs, Trusts, and EU and APAC entities, with strong knowledge of jurisdiction-specific documentation standards, regulatory requirements, and IBKR's global compliance framework
- Owning and managing the restriction cycle end-to-end, proactively tracking review deadlines, prioritizing workloads under tight SLAs, and ensuring timely completion to prevent account trading restrictions and client disruption
- Collaborating cross-functionally with Compliance, Risk, and Relationship Management teams to resolve high-complexity KYC cases, escalate emerging risk patterns, and support regulatory audits or examinations as needed
Preferred Qualifications:
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- Bachelor's degree, equivalent vocational qualification, or demonstrable experience in AML, KYC, compliance, finance, or related fields
- Professional certification such as CAMS, ICA, or equivalent demonstrating competency in AML/KYC, compliance, or financial crime (desirable)
- Proven experience with EDD reviews, SOW assessments, and multi-jurisdictional entity KYC (LLC, EU, APAC)
- Prior experience managing restriction cycles or periodic review pipelines is a strong advantage
Company Benefits & Perks:
- Competitive salary package.
- Performance based annual bonus (cash and stocks).
- Hybrid working model (4 days office/week).
- Group Medical & Life Insurance.
- Modern offices with free amenities & fully stocked cafeterias.
- Monthly food card & company paid snacks.
- Hardship/shift allowance with company provided pickup & drop facility*
- Attractive employee referral bonus.
- Frequent company sponsored team building events and outings.
* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.
