Senior Compliance Officer

Job description

OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion. We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence. WHAT YOU'LL DO - Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines. - Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk. - Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines. - Oversee the financial promotions review process, ensuring all materials meet regulatory standards. - Maintain and update compliance policies and procedures, ensuring effective implementation across the organization. - Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives. - Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin. WHAT YOU NEED TO HAVE - Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm. - Educated to degree level in Law, Finance, Business, or a related field. - Professional proficiency in English, with German language skills considered a strong advantage. - At least five years of experience in a compliance-focused role, with exposure to senior responsibilities. - Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin. - Exceptional organizational skills, with the ability to take ownership and deliver under pressure. - Experience working in international environments, coordinating across different time zones using digital tools. WHAT WE OFFER - Challenges that will help you grow and realise your potential really fast - Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth - Work with smart, spirited, helpful, high-performing colleagues with a common goal - An environment where nothing is set in stone - Appreciation for your talent and ideas - Generous remuneration package Bring your ambition to Europe’s fastest-growing mobile broker!